Financial Stability Institute (FSI) publications

FSI Bank Capital Surveys

• 2012 FSI Survey - Basel II, 2.5 and III Implementation, July 2012
• 2010 FSI Survey on the Implementation of the New Capital Adequacy Framework, summary of responses to the Basel II implementation survey, August 2010 (Occasional Paper No. 9)
• 2008 FSI Survey on the Implementation of the new capital adequacy framework in non-Basel Committee member countries, summary of responses to the Basel II implementation survey, February 2009
• Implementation of the new capital adequacy framework in non-Basel Committee member countries, summary of responses to the 2006 follow-up Questionnaire on Basel II implementation, September 2006 (Occasional Paper No. 6)
• Implementation of the new capital adequacy framework in non-Basel Committee member countries, summary of responses to the 2004 Basel II implementation assistance questionnaire, July 2004 (Occasional Paper No. 4)

FSI Occasional Papers¹

• No. 10: Liquidity transfer pricing: a guide to better practice, by Joel Grant, December 2011 
• No. 9: 2010 FSI Survey on the Implementation of the New Capital Adequacy Framework, summary of responses to the Basel II implementation survey, August 2010
• No. 7: Institutional arrangements for financial sector supervision, results of the 2006 FSI Survey, September 2007
• No. 6: Implementation of the new capital adequacy framework in non-Basel Committee member countries, summary of responses to the 2006 follow-up Questionnaire on Basel II implementation, September 2006
• No. 5: Potentially endogenous borrowing and developing country sovereign credit ratings, by Gregory D Sutton, July 2005
• No. 4: Implementation of the new capital adequacy framework in non-Basel Committee member countries, summary of responses to the Basel II implementation assistance questionnaire, July 2004
• No. 3: Public asset management companies in East Asia, by Ben Fung, Jason George, Stefan Hohl and Guonan Ma, February 2004
  Case studies
• No. 2: The transformation of the financial services industry, by H Onno Ruding, March 2002
• No. 1: The organisational structure of banking supervision, by Prof. C A E Goodhart, November 2000

FSI Award papers

Every two years, the FSI grants an award to the author of an original essay on a topic related to a financial regulatory or supervisory issue of current interest.

Winning papers

• 2012: Managing systemic risk from the perspective of the financial network under macroeconomic distress
  by Jae Hyun Jo, Financial Supervisory Service, Korea, September 2012
• 2010: Regulatory use of system-wide estimations of PD, LGD and EAD
  by Jesus Alan Elizondo Flores, Tania Lemus Basualdo, Ana Regina Quintana Sordo, Comisión Nacional Bancaria y de Valores, Mexico, September 2010
• 2008: Stress Testing Credit Risk: Comparison of the Czech Republic and Germany
  by Petr Jakubík, Czech National Bank and Christian Schmieder, Deutsche Bundesbank and European Investment Bank, September 2008
• 2006: Stability of a "through-the-cycle" rating system during a financial crisis
• 2004: A review of credit registers and their use for Basel II
  by Carlos Trucharte Artigas, Bank of Spain, September 2004
• 2002: Framework for the assessment of bank earnings
  by Rodrigo Luis Rosa Couto, Banco Central do Brasil, September 2002

¹ Occasional Paper No. 8 was not published.