Current data collection exercises
Updated 13 September 2016
Basel III monitoring
The Basel Committee on Banking Supervision is monitoring the impact of Basel III: A global regulatory framework for more resilient banks and banking systems, Basel III leverage ratio framework and disclosure requirements, Basel III: The Liquidity Coverage Ratio and liquidity risk monitoring tools and Basel III: The Net Stable Funding Ratio on a sample of banks. The exercise will be repeated semi-annually with end-December and end-June reporting dates. In addition to these recurring items, worksheets have been added to collect data on ongoing policy initiatives of the Committee.
The Committee is making available publicly the Basel III monitoring workbook, accompanying instructions and a list of frequently asked questions.
Current version (for the collection of June 2016 data):
- Basel III monitoring workbook (version 3.4.0, 1,566 kb)
- Instructions for Basel III monitoring (172 pages, 1,525 kb)
- Frequently asked questions on Basel III monitoring (25 pages, 292 kb)
Previous version (for the collection of December 2015 data):
- Basel III monitoring workbook (version 3.2.4) (1,570 kb, updated 4 March 2016)
- Instructions for Basel III monitoring (195 pages, 1,700 kb, updated 4 March 2016)
- Frequently asked questions on Basel III monitoring (46 pages, 515 kb, updated 24 March 2016)
- Basel III monitoring workbook ad hoc exercise (version 3.3.1) (836 kb, updated 4 May 2016)
- Instructions for Basel III monitoring ad hoc exercise (50 pages, 556 kb, updated 26 April 2016)
- Additional guidance for completing the IRB quantitative impact study (76 pages, 908 kb)
- Frequently asked questions on Basel III monitoring ad hoc exercise (16 pages, 233 kb, updated 6 July 2016)
- Workbook for CVA QIS (version 1.0.1) (31 kb)
- Instructions for CVA QIS (44 pages, 539 kb)
- Frequently asked questions on the CVA QIS (6 pages, 125 kb)
The Basel III monitoring workbook available for download is for information purposes only.
Results
The results of the Basel III monitoring exercise as of 31 December 2015 were published on 13 September 2016.
The results of the Basel III monitoring exercise as of 30 June 2015 were published on 2 March 2016.
The results of the Basel III monitoring exercise as of 31 December 2014 were published on 15 September 2015.
The results of the Basel III monitoring exercise as of 30 June 2014 were published on 3 March 2015.
The results of the Basel III monitoring exercise as of 31 December 2013 were published on 11 September 2014.
The results of the Basel III monitoring exercise as of 30 June 2013 were published on 6 March 2014.
The results of the Basel III monitoring exercise as of 31 December 2012 were published on 25 September 2013.
The results of the Basel III monitoring exercise as of 30 June 2012 were published on 19 March 2013.
The results of the Basel III monitoring exercise as of 31 December 2011 were published on 20 September 2012.
The results of the Basel III monitoring exercise as of 30 June 2011 were published on 12 April 2012.