Basel Committee - Risk management

Date Titles
Jun 2011

Principles for the Sound Management of Operational Risk - final document

May 2011

Range of methodologies for risk and performance alignment of remuneration - final document

Dec 2010

Sound practices for backtesting counterparty credit risk models - final document

Dec 2010

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Oct 2010

Developments in Modelling Risk Aggregation

Oct 2010

Range of methodologies for risk and performance alignment of remuneration - consultative document

Apr 2010

Sound practices for backtesting counterparty credit risk models - consultative document

Jan 2010

Compensation Principles and Standards Assessment Methodology

Dec 2009

Strengthening the resilience of the banking sector - consultative document

Sep 2009

Report on Special Purpose Entities

Jul 2009

Enhancements to the Basel II framework

May 2009

Principles for sound stress testing practices and supervision - final paper

Also available in:

Apr 2009

Supervisory guidance for assessing banks' financial instrument fair value practices - final paper

Mar 2009

Range of practices and issues in economic capital frameworks - final paper

Jan 2009

Guidelines for computing capital for incremental risk in the trading book - consultative version

Jan 2009

Principles for sound stress testing practices and supervision - consultative paper

Also available in:

Dec 2008

External audit quality and banking supervision

Nov 2008

Supervisory guidance for assessing banks' financial instrument fair value practices - consultative paper

Sep 2008

Principles for Sound Liquidity Risk Management and Supervision - final document

Also available in:

Aug 2008

Range of practices and issues in economic capital modelling - consultative paper

Aug 2008

Implementation of the compliance principles

Jun 2008

Principles for Sound Liquidity Risk Management and Supervision - consultative document

Jun 2008

Fair value measurement and modelling: An assessment of challenges and lessons learned from the market stress

Apr 2008

Customer suitability in the retail sale of financial products and services

Apr 2008

Cross-sectoral review of group-wide identification and management of risk concentrations

Feb 2008

Liquidity Risk: Management and Supervisory Challenges

May 2006

The management of liquidity risk in financial groups

May 2006

Regulatory and market differences: issues and observations

Jul 2005

The Application of Basel II to Trading Activities and the Treatment of Double Default Effects

Oct 2004

Consolidated KYC Risk Management - final document

Also available in:

Jul 2004

Principles for the management and supervision of interest rate risk - final document

Sep 2003

Principles for the Management and Supervision of Interest Rate Risk - consultative paper

Aug 2003

Consolidated KYC Risk Management - consultative document

Aug 2003

Trends in risk integration and aggregation

Jul 2003

Management and supervision of cross-border electronic banking activities - final document

Jul 2003

Risk management principles for electronic banking - final document

Feb 2003

Sound Practices for the Management and Supervision of Operational Risk - final document

Also available in:

Oct 2002

Management and Supervision of Cross-Border Electronic Banking Activities - consultative document

Jul 2002

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Nov 2001

Risk management practices and regulatory capital - cross-sectoral comparison