Basel Committee - Risk management

Date Titles
Oct 2017

Identification and management of step-in risk

Mar 2017

Identification and management of step-in risk - second consultative document

Feb 2016

Sound management of risks related to money laundering and financing of terrorism

Jan 2014

Sound management of risks related to money laundering and financing of terrorism

Also available in:

Jun 2013

Sound management of risks related to money laundering and financing of terrorism - consultative document

Jan 2013

Principles for effective risk data aggregation and risk reporting

Also available in:

Dec 2011

The internal audit function in banks - consultative document

Dec 2010

Sound practices for backtesting counterparty credit risk models - final document

Dec 2010

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Apr 2010

Sound practices for backtesting counterparty credit risk models - consultative document

May 2009

Principles for sound stress testing practices and supervision - final paper

Also available in:

Apr 2009

Supervisory guidance for assessing banks' financial instrument fair value practices - final paper

Jan 2009

Guidelines for computing capital for incremental risk in the trading book - consultative version

Jan 2009

Principles for sound stress testing practices and supervision - consultative paper

Also available in:

Nov 2008

Supervisory guidance for assessing banks' financial instrument fair value practices - consultative paper

Sep 2008

Principles for Sound Liquidity Risk Management and Supervision - final document

Also available in:

Jun 2008

Principles for Sound Liquidity Risk Management and Supervision - consultative document

Oct 2004

Consolidated KYC Risk Management - final document

Also available in:

Jul 2004

Principles for the management and supervision of interest rate risk - final document

Sep 2003

Principles for the Management and Supervision of Interest Rate Risk - consultative paper

Aug 2003

Consolidated KYC Risk Management - consultative document

Jul 2003

Management and supervision of cross-border electronic banking activities - final document

Feb 2003

Sound Practices for the Management and Supervision of Operational Risk - final document

Also available in:

Oct 2002

Management and Supervision of Cross-Border Electronic Banking Activities - consultative document

Jul 2002

Sound Practices for the Management and Supervision of Operational Risk - consultative document

May 2001

Risk Management Principles for Electronic Banking - consultative document

Sep 2000

Principles for the Management of Credit Risk - final document

Feb 2000

Sound Practices for Managing Liquidity in Banking Organisations

Also available in:

Jan 2000

Banks' Interactions with Highly Leveraged Institutions: Implementation of the Basel Committee's Sound Practices Paper

Dec 1999

Intra-Group Transactions and Exposures Principles

Dec 1999

Risk concentrations principles

Oct 1999

Recommendations for Public Disclosure of Trading and Derivatives Activities of Banks and Securities Firms

Also available in:

Jul 1999

Principles for the Management of Credit Risk - consultative document

Jul 1999

Intra-Group Transactions and Exposures and Risk Concentrations Principles

Jan 1998

Framework for the Evaluation of Internal Control Systems

Also available in:

Sep 1997

Principles for the management of interest rate risk

Also available in: