Publications by year

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Basel Committee - last 3 years

Apr 2008

Customer suitability in the retail sale of financial products and services

Abstract of Joint Forum publication 'Customer suitability in the retail sale of financial products and services', April 2008.


Apr 2008

Cross-sectoral review of group-wide identification and management of risk concentrations

Abstract of Joint Forum publication 'Cross-sectoral review of group-wide identification and management of risk concentrations', April 2008.


Apr 2008

Credit risk transfer – developments from 2005 to 2007

Abstract of Joint Forum publication 'Credit Risk Transfer - developments from 2005-2007 - consultative document', April 2008.


Feb 2008

Liquidity Risk: Management and Supervisory Challenges

Abstract of the Report on "Liquidity Risk: Management and Supervisory Challenges", February 2008.


Nov 2007

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA)

Abstract of the Report on Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA), November 2007.


Oct 2007

Guidelines for Computing Capital for Incremental Default Risk in the Trading Book – consultative document

Abstract of the Report on Guidelines for Computing Capital for Incremental Default Risk in the Trading Book – consultative document, October 2007.


Oct 2007

Transparency in payments messages

Basel Committee note on the transparency in payments messages (Basel Committee newsletter No. 12)


May 2007

Progress on Basel II implementation, new workstreams and outreach

Basel Committee note on the progress on Basel II implementation and new workstreams and outreach (Basel Committee newsletter No. 11)


Feb 2007

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA) – consultative document

Abstract of the Report on Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA) – consultative document, February 2007.


Nov 2006

Studies on credit risk concentration: an overview of the issues and a synopsis of the results from the Research Task Force project

Abstract of the BCBS working paper 'Studies on credit risk concentration: an overview of the issues and a synopsis of the results from the Research Task Force project' (Basel Committee Working Paper No. 15 - November 2006


Oct 2006

Risk weight for International Finance Facility for Immunization (IFFIm)

Basel Committee note on the agreement that supervisors may allow banks to apply a 0% risk weight to claims on the IFFIm (Basel Committee newsletter No. 10)


Oct 2006

Observed range of practice in key elements of Advanced Measurement Approaches (AMA)

Background, purpose and introduction to 'Observed range of practice in key elements of Advanced Measurement Approaches (AMA)'


Oct 2006

Core Principles for Effective Banking Supervision

Abstract of Core Principles for Effective Banking Supervision, as revised in October 2006

Other languages: > Deutsch PDF > Español PDF > Français PDF > Italiano PDF


Oct 2006

Core Principles Methodology

Abstract of Core Principles Methodology, as revised in October 2006

Other languages: > Deutsch PDF > Español PDF > Français PDF


Sep 2006

Report on International Developments in Banking Supervision

Abstract of the Report on International Developments in Banking Supervision (Basel Committee publications - Biennial Report No 15, September 2006.


Sep 2006

The IRB Use Test: Background and Implementation

Background on the evolution of the Basel Committee's thinking on the use test for IRB and clarify expectations for the use of IRB components and risk estimates for internal purposes (Basel Committee newsletter No. 9)


Aug 2006

High-level principles for business continuity

Summary of Joint Forum publication 'High-level principles for business continuity', August 2006.


Jun 2006

Basel II: International Convergence of Capital Measurement and Capital Standards: A Revised Framework - Comprehensive Version

Introduction to the comprehensive verion of 'International Convergence of Capital Measurement and Capital Standards: A Revised Framework'

Other languages: > Deutsch PDF > Español PDF > Français PDF > Italiano PDF


Jun 2006

Report for the G7 Summit on the activities of the Basel Committee

Abstract of the Report for the G7 Summit on the activities of the Basel Committee (Basel Committee publications - 2006 June


Jun 2006

Supervisory guidance on the use of the fair value option for financial instruments by banks

Introduction to 'Supervisory guidance on the use of the fair value option for financial instruments by banks'


Jun 2006

Sound credit risk assessment and valuation for loans

Introduction to 'Sound credit risk assessment and valuation for loans'


Jun 2006

Home-host information sharing for effective Basel II implementation

Introduction to 'Home-host information sharing for effective Basel II implementation'


May 2006

For information only: First Public Report of the Public Interest Oversight Board

First Public Report of the Public Interest Oversight Board - May 2006


May 2006

The management of liquidity risk in financial groups

Abstract of Joint Forum publication 'The management of liquidity risk in financial groups', May 2006.


May 2006

Regulatory and market differences: issues and observations

Abstract of Joint Forum publication 'Regulatory and market differences: issues and observations', May 2005.


Apr 2006

Core Principles for Effective Banking Supervision - consultative document

Introduction to consultative document 'Core Principles for Effective Banking Supervision' (Basel Committee Publications No. 123 - April 2006)


Apr 2006

Core Principles Methodology - consultative document

Introduction to consultative document 'Core Principles Methodology' (Basel Committee Publications No. 124 - April 2006)


Mar 2006

Use of vendor products in the Basel II IRB framework

Basel Committee newsletter, the purpose of which is to set forth the views of the Basel Committee Accord Implementation Group's Validation Subgroup (AIGV) relating to the use of vendor products within internal ratings-based (IRB) approaches of the Basel II framework (Basel Committee newsletter No. 8)


Feb 2006

Enhancing corporate governance for banking organisations

Introduction to 'Enhancing corporate governance for banking organisations' (Basel Committee Publications No. 122 - February 2006)

Other languages: > Deutsch PDF > Español PDF > Français PDF > Italiano PDF


Dec 2005

High-level principles for business continuity - consultative paper

Abstract of "High-level principles for business continuity - consultative paper", December 2005.


Nov 2005

Sound credit risk assessment and valuation for loans - consultative document


Nov 2005

Home-host information sharing for effective Basel II implementation - consultative document

Consultative version of Basel Committee publication 'Home-host information sharing for effective Basel II implementation'


Nov 2005

The treatment of expected losses by banks using the AMA under the Basel II Framework

Basel Committee newsletter, the purpose of which is to set forth the views of the Operational Risk Subgroup (AIGOR) of the Basel Committee Accord Implementation Group regarding the treatment of expected operational risk losses in Advanced Measurement Approaches (AMA) (Basel Committee newsletter No. 7)


Nov 2005

Basel II: International Convergence of Capital Measurement and Capital Standards: A Revised Framework

Introduction to Basel II (Revised International Capital Framework): International Convergence of Capital Measurement and Capital Standards: a Revised Framework


Nov 2005

Amendment to the capital accord to incorporate market risks

Other languages: > Deutsch PDF > Español PDF


Sep 2005

Validation of low-default portfolios in the Basel II Framework

Validation of low-default portfolios in the Basel II Framework (Basel Committee newsletter No. 6)


Jul 2005

Enhancing corporate governance for banking organisations - consultative version

Consultative version of 'Enhancing corporate governance for banking organisations' (Basel Committee Publications No. 117 - July 2005)


Jul 2005

The Application of Basel II to Trading Activities and the Treatment of Double Default Effects

Abstract of 'The Application of Basel II to Trading Activities and the Treatment of Double Default Effects' (Basel Committee Publications No. 116 - July 2005)


Jul 2005

Supervisory guidance on the use of the fair value option by banks under International Financial Reporting Standards - consultative document

Abstract of 'Supervisory guidance on the use of the fair value option by banks under International Financial Reporting Standards' (Basel Committee Publications No. 114 - July 2005)


Jul 2005

Guidance on the estimation of loss given default (Paragraph 468 of the Framework Document)

Abstract of 'Guidance on the estimation of loss given default (Paragraph 468 of the Framework Document)' (Basel Committee Publications No. 115 - July 2005)