Basel Committee - Risk management

Date	Publications
Jan 2013	Principles for effective risk data aggregation and risk reporting Also available in: Translations in German, Spanish, French and Italian will be published soon.
Dec 2012	Basel III counterparty credit risk and exposures to central counterparties - Frequently asked questions (update of FAQs published in November 2012) Also available in: Spanish Translations in German, French and Italian will be published soon.
Nov 2012	Basel III counterparty credit risk - Frequently asked questions (update of FAQs published in July 2012) Also available in: German Spanish Italian Translation in French will be published soon.
Sep 2012	Core principles for effective banking supervision Also available in: German Spanish French Italian translation of this document will be published soon.
Jul 2012	Basel III counterparty credit risk - Frequently asked questions (update of FAQs published in November 2011) Also available in: German Spanish French Italian
Jul 2012	Capital requirements for bank exposures to central counterparties Also available in: German Spanish French Italian
Jun 2012	Principles for effective risk data aggregation and risk reporting - consultative document
May 2012	Fundamental review of the trading book - consultative document Also available in: Spanish
Apr 2012	Peer review of supervisory authorities' implementation of stress testing principles
Feb 2012	Report on intra-group support measures
Dec 2011	Principles for the supervision of financial conglomerates - consultative document
Dec 2011	The internal audit function in banks - consultative document
Nov 2011	Basel III counterparty credit risk - Frequently asked questions Also available in: German Spanish French Italian
Nov 2011	Capitalisation of bank exposures to central counterparties - second consultative document
Jun 2011	Operational Risk - Supervisory Guidelines for the Advanced Measurement Approaches - final document
Jun 2011	Principles for the Sound Management of Operational Risk - final document
May 2011	Range of methodologies for risk and performance alignment of remuneration - final document
Dec 2010	Sound practices for backtesting counterparty credit risk models - final document
Dec 2010	Sound Practices for the Management and Supervision of Operational Risk - consultative document
Oct 2010	Developments in Modelling Risk Aggregation
Oct 2010	Range of methodologies for risk and performance alignment of remuneration - consultative document
Apr 2010	Sound practices for backtesting counterparty credit risk models - consultative document
Jan 2010	Compensation Principles and Standards Assessment Methodology
Dec 2009	Strengthening the resilience of the banking sector - consultative document
Sep 2009	Report on Special Purpose Entities
Jul 2009	Enhancements to the Basel II framework
May 2009	Principles for sound stress testing practices and supervision - final paper Also available in: Spanish
Apr 2009	Supervisory guidance for assessing banks' financial instrument fair value practices - final paper
Mar 2009	Range of practices and issues in economic capital frameworks - final paper
Jan 2009	Guidelines for computing capital for incremental risk in the trading book - consultative version
Jan 2009	Principles for sound stress testing practices and supervision - consultative paper Also available in: Spanish
Dec 2008	External audit quality and banking supervision
Nov 2008	Supervisory guidance for assessing banks' financial instrument fair value practices - consultative paper
Sep 2008	Principles for Sound Liquidity Risk Management and Supervision - final document Also available in: Spanish French
Aug 2008	Range of practices and issues in economic capital modelling - consultative paper
Aug 2008	Implementation of the compliance principles
Jun 2008	Principles for Sound Liquidity Risk Management and Supervision - consultative document
Jun 2008	Fair value measurement and modelling: An assessment of challenges and lessons learned from the market stress
Apr 2008	Customer suitability in the retail sale of financial products and services
Apr 2008	Cross-sectoral review of group-wide identification and management of risk concentrations

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Basel Committee - Risk management