Basel Committee - Operational risk

Date Publications
Jun 2011

Operational Risk - Supervisory Guidelines for the Advanced Measurement Approaches - final document

Jun 2011

Principles for the Sound Management of Operational Risk - final document

Dec 2010

Operational Risk - Supervisory Guidelines for the Advanced Measurement Approaches - consultative document

Dec 2010

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Oct 2010

Recognising the risk-mitigating impact of insurance in operational risk modelling

Jul 2009

Results from the 2008 Loss Data Collection Exercise

Jul 2008

Operational Risk - 2008 Loss Data Collection Exercise

Nov 2007

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA)

Feb 2007

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA) - consultative document

Oct 2006

Observed range of practice in key elements of Advanced Measurement Approaches (AMA)

Aug 2006

High-level principles for business continuity

Dec 2005

High-level principles for business continuity - consultative paper

Nov 2005

The treatment of expected losses by banks using the AMA under the Basel II Framework

Feb 2005

Outsourcing in Financial Services

Aug 2004

Outsourcing in Financial Services - consultative document

Jan 2004

Principles for the home-host recognition of AMA operational risk capital

Aug 2003

Operational risk transfer across financial sectors

Feb 2003

Sound Practices for the Management and Supervision of Operational Risk

Also available in:

Jul 2002

Sound Practices for the Management and Supervision of Operational Risk

Dec 2001

Sound Practices for the Management and Supervision of Operational Risk

Sep 2001

Working Paper on the Regulatory Treatment of Operational Risk

Sep 2000

Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

Jul 1999

Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

Sep 1998

Operational Risk Management

Also available in:

Feb 1984

Basel Committee: Interbank confirmation procedures