Basel Committee - Supervision

Date	Titles
Oct 2002	Management and Supervision of Cross-Border Electronic Banking Activities - consultative document
Aug 2002	Internal Audit in Banks and the Supervisor's Relationship with Auditors: A Survey Also available in: Spanish
Jul 2002	Sound Practices for the Management and Supervision of Operational Risk - consultative document
Mar 2002	Supervisory Guidance on Dealing with Weak Banks Also available in: German Spanish French Italian
Jan 2002	The relationship between banking supervisors and banks' external auditors
Dec 2001	Sound Practices for the Management and Supervision of Operational Risk - consultative document
Nov 2001	Core principles - cross-sectoral comparison
Oct 2001	Customer due diligence for banks - final document Also available in: German Spanish French Italian
Aug 2001	Internal audit in banks and the supervisor's relationship with auditors
Jul 2001	Compendium of documents produced by the Joint Forum
May 2001	Essential elements of a statement of cooperation between banking supervisors
Apr 2001	Conducting a Supervisory Self-Assessment - Practical Application
Mar 2001	Review of issues relating to Highly Leveraged Institutions
Feb 2001	The relationship between banking supervisors and banks' external auditors
Sep 2000	Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions
Jul 2000	Internal audit in banking organisations and the relationship of the supervisory authorities with internal and external auditors
May 2000	Summary of responses received on the report 'Credit Risk Modelling: Current Practices and Applications'
Feb 2000	Sound Practices for Managing Liquidity in Banking Organisations Also available in: German
Jan 2000	Banks' Interactions with Highly Leveraged Institutions: Implementation of the Basel Committee's Sound Practices Paper
Jan 2000	Industry views on credit risk mitigation
Dec 1999	Intra-Group Transactions and Exposures Principles
Dec 1999	Risk concentrations principles
Oct 1999	The Core Principles Methodology Also available in: German French
Sep 1999	Gathering Year 2000 Information from Financial Institutions: Recommendations for Supervisors
Sep 1999	Year 2000 Cross-Border Communications between Supervisors during the Millennium Period
Jul 1999	Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions
May 1999	Core Principles Methodology - consultative document
Feb 1999	Supervision of Financial Conglomerates - final document
Jan 1999	Year 2000 the supervisory contingency planning process Also available in: German
Sep 1998	Supervisory Information Framework for derivatives and trading activities Also available in: German French
Jun 1998	Supervisory Cooperation on Year 2000 Cross-Border Issues
Feb 1998	Supervision of Financial Conglomerates - consultation document
Sep 1997	Core principles for effective banking supervision Also available in: German French Italian
Sep 1997	The year 2000 - A challenge for financial institutions and bank supervisors Also available in: German French
Oct 1996	The Supervision of Cross-Border Banking Also available in: German French Italian
Jan 1996	Supervisory framework for the use of 'backtesting' in conjunction with the internal models approach to market risk capital requirements Also available in: German French Italian
Jul 1995	The supervision of financial conglomerates Also available in: German French
May 1995	Framework for supervisory information about the derivatives activities of banks and securities firms (Joint report by the Basel Committee on Banking Supervision and the Technical Committee of the 'IOSCO'.) Also available in: German French
Dec 1994	Prudential supervision of banks' derivatives activities Also available in: German French Italian
Apr 1993	Prudential supervision of netting, Market Risks and Interest Rate Risk - preface to consultative proposal Also available in: German French Italian

Publications by category

Basel Committee - Supervision