Basel Committee - Supervision

Date Titles
Jul 2005

Supervisory guidance on the use of the fair value option by banks under International Financial Reporting Standards - consultative document

Jul 2004

Implementation of Basel II: Practical Considerations

Also available in:

Jul 2004

Principles for the management and supervision of interest rate risk - final document

Jun 2004

Basel II: International Convergence of Capital Measurement and Capital Standards: a Revised Framework

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Sep 2003

Principles for the Management and Supervision of Interest Rate Risk - consultative paper

Jul 2003

Management and supervision of cross-border electronic banking activities - final document

Feb 2003

Sound Practices for the Management and Supervision of Operational Risk - final document

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Feb 2003

General Guide to Account Opening and Customer Identification

Also available in:

Jan 2003

Shell banks and booking offices

Also available in:

Oct 2002

Management and Supervision of Cross-Border Electronic Banking Activities - consultative document

Aug 2002

Internal Audit in Banks and the Supervisor's Relationship with Auditors: A Survey

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Jul 2002

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Mar 2002

Supervisory Guidance on Dealing with Weak Banks

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Jan 2002

The relationship between banking supervisors and banks' external auditors

Dec 2001

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Nov 2001

Core principles - cross-sectoral comparison

Oct 2001

Customer due diligence for banks - final document

Also available in:

Aug 2001

Internal audit in banks and the supervisor's relationship with auditors

Jul 2001

Compendium of documents produced by the Joint Forum

May 2001

Essential elements of a statement of cooperation between banking supervisors

Apr 2001

Conducting a Supervisory Self-Assessment - Practical Application

Mar 2001

Review of issues relating to Highly Leveraged Institutions

Feb 2001

The relationship between banking supervisors and banks' external auditors

Sep 2000

Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

Jul 2000

Internal audit in banking organisations and the relationship of the supervisory authorities with internal and external auditors

Feb 2000

Sound Practices for Managing Liquidity in Banking Organisations

Also available in:

Jan 2000

Banks' Interactions with Highly Leveraged Institutions: Implementation of the Basel Committee's Sound Practices Paper

Jan 2000

Industry views on credit risk mitigation

Dec 1999

Intra-Group Transactions and Exposures Principles

Dec 1999

Risk concentrations principles

Oct 1999

The Core Principles Methodology

Also available in:

Sep 1999

Year 2000 Cross-Border Communications between Supervisors during the Millennium Period

Sep 1999

Gathering Year 2000 Information from Financial Institutions: Recommendations for Supervisors

Jul 1999

Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

May 1999

Core Principles Methodology - consultative document

Feb 1999

Supervision of Financial Conglomerates - final document

Jan 1999

Year 2000 the supervisory contingency planning process

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Sep 1998

Supervisory Information Framework for derivatives and trading activities

Also available in:

Jun 1998

Supervisory Cooperation on Year 2000 Cross-Border Issues

Feb 1998

Supervision of Financial Conglomerates - consultation document