http://www.bis.org/list/bcbs/tid_138/index.rss Publications and updates by the Basel Committee on Banking Supervision (BCBS), including on topics related to the Basel II Framework and its implementation. Compliance en http://www.bis.org/publ/bcbs275.htm Abstract of "Sound management of risks related to money laundering and financing of terrorism", January 2014 The Basel Committee on Banking Supervision has issued a set of guidelines to describe how banks should include risks related to money laundering and financing of terrorism within their overall risk management framework Sound management of risks related to money laundering and financing of terrorism 2014-01-15T15:00:00Z The Basel Committee on Banking Supervision has issued a set of guidelines to describe how banks should include risks related to money laundering and financing of terrorism within their overall risk management framework. Prudent management of these risks, together with effective supervisory oversight, is critical in protecting the safety and soundness of banks as well as the integrity of the financial system. Failure to manage these risks can expose banks to serious reputational, operational, compliance and other risks. Sound management of risks related to money laundering and financing of terrorism 2014-01-15T15:00:00Z BIS FATF AML/CFT CDD criminal activities PDF version http://www.bis.org/publ/bcbs275.pdf January 2014 Bank for International Settlements: BCBS Publications 275 http://www.bis.org/publ/bcbs223.htm Abstract text of "The internal audit function in banks - final document", June 2012 The internal audit function in banks - final document 2012-06-28T11:06:00Z The Basel Committee on Banking Supervision is issuing this revised supervisory guidance for assessing the effectiveness of the internal audit function in banks, which forms part of the Committee's ongoing efforts to address bank supervisory issues and enhance supervision through guidance that encourages sound practices within banks. The document replaces the 2001 document Internal audit in banks and the supervisor's relationship with auditors. It takes into account developments in supervisory practices and in banking organisations and incorporates lessons drawn from the recent financial crisis. The internal audit function in banks - final document 2012-06-28T11:06:00Z BIS internal controls lines of defence audit committee governance supervisory expectations PDF version http://www.bis.org/publ/bcbs223.pdf June 2012 Bank for International Settlements: BCBS Publications http://www.bis.org/publ/bcbs222.htm Abstract text of "Principles for effective risk data aggregation and risk reporting - consultative document", June 2012 Principles for effective risk data aggregation and risk reporting - consultative document 2012-06-26T12:11:00Z The Basel Committee on Banking Supervision has published a set of disclosure requirements on the composition of banks' capital. During the financial crisis, market participants and supervisors were hampered in their efforts to undertake detailed assessments of banks' capital positions and make cross-jurisdictional comparisons. The source of this difficulty was insufficiently detailed disclosure by banks and a lack of consistency in reporting between banks and across jurisdictions. This lack of clarity may have contributed to uncertainty during the financial crisis. The disclosure requirements aim to improve market discipline through enhancing both transparency and comparability. Principles for effective risk data aggregation and risk reporting - consultative document 2012-06-26T12:11:00Z BIS risk management supervision implementation data aggregation G-SIBs G20 Reforms IT Risk reporting PDF version http://www.bis.org/publ/bcbs222.pdf June 2012 Bank for International Settlements: BCBS Publications http://www.bis.org/publ/bcbs142.htm Abstract of 'Implementation of the compliance principles', August 2008 Implementation of the compliance principles 2008-08-25T22:00:00Z Implementation of the compliance principles 2008-08-25T22:00:00Z BIS compliance function in banks supervision PDF version http://www.bis.org/publ/bcbs142.pdf August 2008 Bank for International Settlements: BCBS Publications http://www.bis.org/publ/bcbs115.htm Abstract of 'Guidance on the estimation of loss given default (Paragraph 468 of the Framework Document)' (Basel Committee Publications No. 115 - July 2005) Guidance on the estimation of loss given default (Paragraph 468 of the Framework Document) 2005-07-29T00:00:00Z Guidance on the estimation of loss given default (Paragraph 468 of the Framework Document) 2005-07-29T00:00:00Z BIS LGD loss-given-default stress tests PDF version http://www.bis.org/publ/bcbs115.pdf July 2005 Bank for International Settlements: BCBS Publications 115 http://www.bis.org/publ/bcbs113.htm Abstract of' "Compliance and the compliance function in banks - final document" (Basel Committee Publications No. 113 - April 2005) Compliance and the compliance function in banks - final document 2005-04-28T22:00:00Z Compliance and the compliance function in banks - final document 2005-04-28T22:00:00Z BIS PDF version http://www.bis.org/publ/bcbs113.pdf April 2005 Bank for International Settlements: BCBS Publications http://www.bis.org/publ/bcbs103.htm Abstract of the Basel Committee on Banking Supervision on 'The compliance function in banks - consultative document' (Basel Committee Publications No. 103 - October 2003) The compliance function in banks - consultative document 2003-10-26T23:00:00Z The compliance function in banks - consultative document 2003-10-26T23:00:00Z BIS compliance function in banks PDF version http://www.bis.org/publ/bcbs103.pdf October 2003 Bank for International Settlements: BCBS Publications 103