Basel Committee - Supervision

Date Titles
Jul 2003

Management and supervision of cross-border electronic banking activities - final document

Feb 2003

Sound Practices for the Management and Supervision of Operational Risk - final document

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Feb 2003

General Guide to Account Opening and Customer Identification

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Jan 2003

Shell banks and booking offices

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Oct 2002

Management and Supervision of Cross-Border Electronic Banking Activities - consultative document

Jul 2002

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Mar 2002

Supervisory Guidance on Dealing with Weak Banks

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Dec 2001

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Oct 2001

Customer due diligence for banks - final document

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Aug 2001

Internal audit in banks and the supervisor's relationship with auditors

Sep 2000

Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

Jul 2000

Internal audit in banking organisations and the relationship of the supervisory authorities with internal and external auditors

Feb 2000

Sound Practices for Managing Liquidity in Banking Organisations

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Jan 2000

Banks' Interactions with Highly Leveraged Institutions: Implementation of the Basel Committee's Sound Practices Paper

Dec 1999

Intra-Group Transactions and Exposures Principles

Dec 1999

Risk concentrations principles

Sep 1999

Year 2000 Cross-Border Communications between Supervisors during the Millennium Period

Sep 1999

Gathering Year 2000 Information from Financial Institutions: Recommendations for Supervisors

Jul 1999

Supervisory Guidance for Managing Settlement Risk in Foreign Exchange Transactions

Feb 1999

Supervision of Financial Conglomerates - final document

Jan 1999

Year 2000 the supervisory contingency planning process

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Sep 1998

Supervisory Information Framework for derivatives and trading activities

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Jun 1998

Supervisory Cooperation on Year 2000 Cross-Border Issues

Feb 1998

Supervision of Financial Conglomerates - consultation document

Oct 1996

The Supervision of Cross-Border Banking

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Jul 1995

The supervision of financial conglomerates

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May 1995

Framework for supervisory information about the derivatives activities of banks and securities firms (Joint report by the Basel Committee on Banking Supervision and the Technical Committee of the 'IOSCO'.)

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May 1983

Principles for the supervision of banks' foreign establishments (Concordat)

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Sep 1975

Report on the supervision of banks' foreign establishments - Concordat

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