Basel Committee - Supervision

Date Titles
Sep 2016

Guidance on the application of the Core Principles for Effective Banking Supervision to the regulation and supervision of institutions relevant to financial inclusion

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Apr 2016

Prudential treatment of problem assets - definitions of non-performing exposures and forbearance - consultative document

Jul 2015

Guidelines for identifying and dealing with weak banks

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Jul 2015

Corporate governance principles for banks

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Jun 2014

Principles for effective supervisory colleges

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Jun 2014

Supervisory guidelines for identifying and dealing with weak banks - consultative report

Mar 2014

External audits of banks - final document

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Jan 2014

Revised good practice principles for supervisory colleges - consultative document

Jan 2014

Sound management of risks related to money laundering and financing of terrorism

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Jan 2014

Guidance for Supervisors on Market-Based Indicators of Liquidity

Aug 2013

Point of Sale disclosure in the insurance, banking and securities sectors - consultative report

Jun 2013

Sound management of risks related to money laundering and financing of terrorism - consultative document

Jun 2012

The internal audit function in banks - final document

Dec 2010

Guidance for national authorities operating the countercyclical capital buffer

Dec 2010

Operational Risk - Supervisory Guidelines for the Advanced Measurement Approaches - consultative document

Dec 2010

Sound Practices for the Management and Supervision of Operational Risk - consultative document

Oct 2010

Recognising the risk-mitigating impact of insurance in operational risk modelling

Oct 2010

Good Practice Principles on Supervisory Colleges - final document

Aug 2010

Microfinance activities and the Core Principles for Effective Banking Supervision - final document

Mar 2010

Good Practice Principles on Supervisory Colleges - consultative paper

Mar 2010

Principles for enhancing corporate governance - consultative document

Feb 2010

Microfinance activities and the Core Principles for Effective Banking Supervision - consultative document

Also available in:

Jul 2009

Guidelines for computing capital for incremental risk in the trading book - final version

May 2009

Principles for sound stress testing practices and supervision - final paper

Also available in:

Apr 2009

Supervisory guidance for assessing banks' financial instrument fair value practices - final paper

Jan 2009

Guidelines for computing capital for incremental risk in the trading book - consultative version

Jan 2009

Principles for sound stress testing practices and supervision - consultative paper

Also available in:

Nov 2008

Supervisory guidance for assessing banks' financial instrument fair value practices - consultative paper

Sep 2008

Principles for Sound Liquidity Risk Management and Supervision - final document

Also available in:

Jul 2008

Guidelines for computing capital for incremental risk in the trading book - consultative document

Jun 2008

Principles for Sound Liquidity Risk Management and Supervision - consultative document

Nov 2007

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA) - final document

Feb 2007

Principles for home-host supervisory cooperation and allocation mechanisms in the context of Advanced Measurement Approaches (AMA) - consultative document

Jun 2006

Supervisory guidance on the use of the fair value option for financial instruments by banks - final document

Jun 2006

Sound credit risk assessment and valuation for loans - final document

Nov 2005

Sound credit risk assessment and valuation for loans - consultative document

Nov 2005

Home-host information sharing for effective Basel II implementation - consultative document

Jul 2005

Supervisory guidance on the use of the fair value option by banks under International Financial Reporting Standards - consultative document

Jul 2004

Principles for the management and supervision of interest rate risk - final document

Sep 2003

Principles for the Management and Supervision of Interest Rate Risk - consultative paper